Philip Poonoosamy
Philip Poonoosamy is a registered investment advisor at Mm Ascend Life Investor Services, LLC, based in Cincinnati, OH, with 15 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
191 Rosa Parks, Cincinnati, OH, 45202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip works full-time as an external wholesaler for MassMutual Ascend Life Insurance Company's Annuity Sales division. The company issues annuities, including registered annuity products.
Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
Mm Ascend Life Investor Services, LLC
Mm Ascend Life Investor Services, LLCBroker
Previous Registrations
Hsbc Securities (USA) INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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