TrueAdvisor
TrueAdvisor
BS
BS

Braden Seth Schaffner

Ashton Thomas Securities, LLC
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningInvestment Management
Ashton Thomas Securities, LLC
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$661K average
Assets Under Management
$1.7B

Fee Structure

Financial Planning:Included in AUM fee

Location

8605 East Raintree Drive, Suite 280, Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ashton Thomas Securities, LLCBroker
September 2024 - Present · 1 yr 5 mos
Ashton Thomas Private Wealth
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Fluent Financial, LLC
May 2021 - April 2024 · 2 yrs 11 mos
Private Client Services, LLCBroker
April 2021 - April 2024 · 3 yrs
Wells Fargo Advisors Financial Network, LLC
May 2013 - March 2021 · 7 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2011 - March 2021 · 9 yrs 5 mos
State Registrations12 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.