LD
LD

Louis Dessaint

11 Years of Experience
Boca Raton, FL
Broker

Louis Dessaint is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Town Center Road, 10th Floor, Boca Raton, FL, 33486

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Raymond James & Associates, INC.
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Empower Advisory Group, LLC
April 2023 - August 2023 · 4 mos
Empower Financial Services, INC.Broker
December 2022 - August 2023 · 8 mos
Personal Capital Advisors Corporation
January 2021 - April 2023 · 2 yrs 3 mos
PNC Investments
February 2019 - January 2021 · 1 yr 11 mos
PNC InvestmentsBroker
February 2019 - January 2021 · 1 yr 11 mos
T3 Trading Group, LLCBroker
June 2018 - February 2019 · 8 mos
Morgan Stanley
May 2017 - August 2017 · 3 mos
Morgan StanleyBroker
May 2017 - August 2017 · 3 mos
Highland Capital Funds Distributor, INC.Broker
July 2015 - November 2016 · 1 yr 4 mos
UBS Financial Services INC.
June 2014 - June 2015 · 1 yr
UBS Financial Services INC.Broker
May 2014 - June 2015 · 1 yr 1 mo
Vanguard Marketing CorporationBroker
March 2013 - May 2014 · 1 yr 2 mos
State Registrations43 states
AKALARAZCACOCTDCDEFLGAIAIDILINKYLAMAMDMEMIMNMONCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Dessaint - Financial Advisor | TrueAdvisor