TH
CFP
TH
CFP

Thomas Henry

14 Years of Experience
Naples, FL
Broker

Thomas Henry is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 14 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Naples, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas has ownership stakes in several rental properties and parking garages, dedicating a few hours per week to each. He also owns Henry Wealth Management, LLC and is a trustee for its 401k, spending about a quarter of his time on the LLC.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2019 - Present · 6 yrs 11 mos
Wells Fargo Advisors
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
December 2014 - June 2019 · 4 yrs 6 mos
Ameriprise Financial Services, INC.
December 2014 - June 2019 · 4 yrs 6 mos
Cetera Investment Services LLCBroker
August 2014 - December 2014 · 4 mos
Cnl Securities CORP.Broker
July 2011 - April 2014 · 2 yrs 9 mos
State Registrations15 states
AKCADCDEFLGAINMAMDNCNYPASCVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Henry - Financial Advisor | TrueAdvisor