BB
BB
Brad Burton is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4855 Technology Way, Suite 600, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2023Settled
Employment History
Current Registrations
Morgan StanleyBroker
November 2020 - Present · 5 yrs 6 mos
Morgan Stanley
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2018 - November 2020 · 2 yrs 3 mos
Advice and Planning Services
August 2018 - November 2020 · 2 yrs 3 mos
Northwestern Mutual Investment Services,llc
August 2017 - August 2018 · 1 yr
Northwestern Mutual Investment Services, LLCBroker
January 2016 - August 2018 · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2015 · 3 yrs 1 mo
Chase Investment Services CORP.Broker
August 2011 - October 2012 · 1 yr 2 mos
State Registrations4 states
CTFLGANY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.