Pooran Sharma is a CFA-designated registered investment advisor at Stephens, based in New York, NY, with 4 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
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Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
660 Fifth Avenue, Floor 25 & 26, New York, NY, 10103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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State Registrations3 states
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