Stuart Cohen is a registered investment advisor at LPL Financial LLC, based in Tualatin, OR, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8215 SW Tualatin-Sherwood Rd, Suite 200, Tualatin, OR, 97062
Get directionsHistory
Regulatory History (1)
Criminal
February 1997Other Business Activities
Stuart operates Havasu AZ 2023 LLC and LV Advisor Group, LLC as DBAs for his LPL business, dedicating about 10-20% of his time to each. He also has Portland OR 2024 LLC for tax/investment purposes, also taking about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.