Brett Graham
Brett Graham is a registered investment advisor at LPL Financial LLC, based in Tualatin, OR, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8215 SW Tualatin-Sherwood Rd, Suite 200, Tualatin, OR, 97062
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Regulatory History (1)
Judgment / Lien
July 2025Other Business ActivitiesSells Insurance
Brett sells non-variable insurance, dedicating minimal time to it. He also has a business entity for tax/investment purposes, taking about 10-20% of his time, and an LLC for his LPL business, taking about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Waddell & Reed
Waddell & ReedBroker
Metlife Securities INC.
Metlife Securities INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.