Richard Chaffee is a registered investment advisor at Mariner Institutional, LLC, based in Overland Park, KS, with 14 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 64 clients with $2.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
5700 W. 112th St., Suite 500, Overland Park, KS, 66211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard works as an Investment Advisor Representative for Mariner Wealth Advisors and Mariner Institutional, dedicating full-time hours to these roles. These activities are investment-related.
Employment History
Current Registrations
Mariner Institutional, LLC
Mariner Wealth
Previous Registrations
Msec, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Gwfs Equities, INC.Broker
Principal Securities, INC.Broker
Country Capital Management CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.