James Cooney
James Cooney is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in New York, NY, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
30 Vesey St, 9th Floor, New York, NY, 10007
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent for multiple brokerages, including Empire Wealth Strategies and 1847 Financial, dedicating nearly full-time hours to insurance sales and service. He is also listed as a CFP on websites for Power Forward Group, Lenzo Wealth Management, Vineyard Financial Partners, New Everyday Wealth Strategies, and Altitude Financial Partners.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.