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Amy Colton

Calton & Associates, INC.
14 Years of Experience
Austin, TX
14 DisclosuresBrokerSells Insurance
View SEC Summary
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Amy Colton is a registered investment advisor at Calton & Associates, INC., based in Austin, TX, with 14 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Austin, TX

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History

Regulatory History (14)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2018
Final
Financial
September 2018
Final
Financial
July 2018
Final
Financial
March 2018
Final
Financial
December 2017
Final
Financial
October 2017
Final
Financial
June 2017
Final
Financial
May 2017
Final
Financial
March 2017
Final
Financial
February 2017
Final
Financial
February 2017
Final
Financial
February 2017
Final
Financial
October 2016
Final
Financial
July 2016
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Amy is a licensed real estate agent, a partner in a divorce advice and mediation business, and a partner/life insurance agent at Forefront Insurance Partners. She also works as a registered representative with Calton & Associates, Inc. and is an officer at Woman in Confidence.

Employment History
Current Registrations
Calton & Associates, INC.Broker
March 2023 - Present · 3 yrs 7 mos
Forefront
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Calton & Associates, INC.
May 2020 - March 2022 · 1 yr 10 mos
Calton & Associates, INC.Broker
May 2020 - January 2023 · 2 yrs 8 mos
Calton & Associates, INC.
May 2020 - May 2020 · 0 mos
Ifp Securities, LLCBroker
May 2019 - May 2020 · 1 yr
Independent Financial Partners
October 2015 - May 2020 · 4 yrs 7 mos
LPL Financial LLCBroker
May 2014 - May 2019 · 5 yrs
LPL Financial LLC
May 2014 - September 2016 · 2 yrs 4 mos
Eagle Strategies LLC
March 2014 - May 2014 · 2 mos
Nylife Securities LLCBroker
February 2012 - May 2014 · 2 yrs 3 mos
State Registrations5 states
CAFLIANJTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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