Daniel Lariccia
Daniel Lariccia is a registered investment advisor at Wells Fargo Advisors, based in Danbury, CT, with 7 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Eagle Rd, Danbury, CT, 06810
Get directionsHistory
Regulatory History (3)
Financial
October 2020Financial
July 2020Financial
March 2019Other Business Activities
Daniel works as a consultant/independent contractor for Amazon Flex, delivering packages. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Advisors, LLCBroker
People's Securities, INC.Broker
Wells Fargo Advisors, LLCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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