Robert Peckham
Robert Peckham is a registered investment advisor at Wells Fargo Advisors, based in Danbury, CT, with 32 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
83 Wooster Hts Ste 401, Lee Farm Corporate Park, Danbury, CT, 06810
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2019Regulatory
April 2007Criminal
January 1989Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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