Joel Galloway is a registered investment advisor at Swmg, LLC, based in Fort Worth, TX, with 12 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 429 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.95% |
Fee for amounts over $5,000,000 reduces by 0.05% for every additional $5 million invested until a minimum fee of 0.50% is reached.
Fee Estimator
Location
3343 Locke Ave, Ste 107, Fort Worth, TX, 76107
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Swmg, LLC
Previous Registrations
Fisher Investments
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brian Keller, CFASwmg, LLC
- Kelly Buchfink, CFPSwmg, LLC
- Minor Wallace, CFALuther King Capital Management Corporation
- Tyler Bartlett, CFP, ChFCFocus Partners Wealth, LLC
- Darius White, CFPPark Avenue Securities LLC
- Lauren Hejl, CFPStrategic Advisers LLC