James Alfonso is a registered investment advisor at Ellis Financial Planning, based in Clarksville, TN, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 774 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ellis Financial Planning charges a percentage of your portfolio each month. The rate depends on the service level you choose:
- Complete — 1.49% per year
- Enhanced — 1.59% per year
- Classic — 1.69% per year
- Investment Management Services Only — 1.89% per year
Fees are deducted from your account monthly.
Location
2681 Townsend Ct., Clarksville, TN, 37043
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is involved with Ellis & Company as a DBA/Support Company Advisor since April 2024. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Ellis Financial Planning
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.