Benjamin Nolen is a registered investment advisor, based in Syracuse, UT, with 12 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Syracuse, UT
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Regulatory History (1)
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Financial
December 2025Pending
Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Transamerica Investors Securities, LLC
November 2023 - Present · 2 yrs 11 mos
Transamerica Retirement Advisors, LLC
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2023 - August 2023 · 0 mos
Wells Fargo Clearing Services, LLCBroker
August 2023 - August 2023 · 0 mos
Fidelity Personal and Workplace Advisors
December 2018 - February 2023 · 4 yrs 2 mos
Fidelity Brokerage Services LLCBroker
December 2018 - January 2023 · 4 yrs 1 mo
Strategic Advisers, INC.
October 2016 - August 2017 · 10 mos
Fidelity Brokerage Services LLCBroker
April 2012 - August 2017 · 5 yrs 4 mos
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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