BN
BN

Benjamin Nolen

11 Years of Experience
Syracuse, UT
1 DisclosureBroker

Benjamin Nolen is a registered investment advisor, based in Syracuse, UT, with 11 years of industry experience.

Location

Syracuse, UT

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2025
Pending
Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Transamerica Investors Securities, LLC
November 2023 - Present · 2 yrs 6 mos
Transamerica Retirement Advisors, LLC
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2023 - August 2023 · 0 mos
Wells Fargo Clearing Services, LLCBroker
August 2023 - August 2023 · 0 mos
Fidelity Personal and Workplace Advisors
December 2018 - February 2023 · 4 yrs 2 mos
Fidelity Brokerage Services LLCBroker
December 2018 - January 2023 · 4 yrs 1 mo
Strategic Advisers, INC.
October 2016 - August 2017 · 10 mos
Fidelity Brokerage Services LLCBroker
April 2012 - August 2017 · 5 yrs 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Nolen - Financial Advisor | TrueAdvisor