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George Robertson

Cetera Investment Advisers LLC
6 Years of Experience
Roseville, CA
1 DisclosureBroker
View SEC Summary
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George Robertson is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Roseville, CA, with 6 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

915 Highland Pointe Dr., Suite 150, Roseville, CA, 95678

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History

Regulatory History (1)
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Financial
June 2023
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George operates Sierra Oaks Financial Planning, Inc. as a DBA for his LPL business. This activity takes more than full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2026 - Present · 2 mos
Cetera Wealth Services, LLC
August 2026 - Present · 2 mos
Cetera Wealth Services, LLCBroker
August 2026 - Present · 2 mos
Previous Registrations
LPL Financial LLC
March 2025 - September 2026 · 1 yr 6 mos
LPL Financial LLCBroker
March 2025 - September 2026 · 1 yr 6 mos
Edward Jones
June 2020 - March 2025 · 4 yrs 9 mos
Edward JonesBroker
May 2020 - March 2025 · 4 yrs 10 mos
State Registrations10 states
AZCAFLIDILMONJNVSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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