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Julie Ridgeway

Cetera Investment Advisers LLC
39 Years of Experience
Roseville, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Julie Ridgeway is a registered investment advisor at Cetera Investment Advisers LLC, based in Roseville, CA, with 39 years of industry experience. Julie is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2380 Professional Dr, Roseville, CA, 95661

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Closed-No Action
Customer Dispute
February 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Julie operates under the DBA Chester and Associates, offering investment and insurance services as a registered representative since 1985, dedicating full-time hours to this. Julie is also a partner in Rolling Hills Ranch, LLC, breeding, showing, and selling horses, which takes minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
February 2011 - Present · 15 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2011 - June 2023 · 12 yrs 4 mos
Qa3 Financial LLC
May 2001 - February 2011 · 9 yrs 9 mos
Qa3 Financial CORP.Broker
May 2001 - February 2011 · 9 yrs 9 mos
National Planning CorporationBroker
December 1998 - May 2001 · 2 yrs 5 mos
Washington Square Securities, INC.Broker
April 1996 - August 1998 · 2 yrs 4 mos
Aragon Financial Services, INC.Broker
March 1994 - December 1998 · 4 yrs 9 mos
Financial Network Investment CorporationBroker
April 1991 - March 1994 · 2 yrs 11 mos
Financial Network Investment CorporationBroker
April 1987 - December 1989 · 2 yrs 8 mos
Sentra Securities CorporationBroker
June 1986 - December 1986 · 6 mos
Triple Check Financial Services, INC.Broker
April 1986 - April 1987 · 1 yr
State Registrations14 states
AZCACOFLHIIDLAMNNENVORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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