MD
CFP
MD
CFP

Mark Dirou

14 Years of Experience
Sugar Land, TX
Broker

Mark Dirou is a CFP-designated registered investment advisor, based in Sugar Land, TX, with 14 years of industry experience.

Location

4880 Sweetwater Blvd, Sugar Land, TX, 77479

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Truist Advisory Services, INC.
February 2022 - Present · 4 yrs 5 mos
Truist Investment Services, INC.Broker
February 2022 - Present · 4 yrs 5 mos
Previous Registrations
Amerant Investments, INC.
May 2020 - February 2022 · 1 yr 9 mos
Amerant Investments, INC.Broker
April 2020 - February 2022 · 1 yr 10 mos
Citigroup Global Markets INC.
April 2017 - March 2020 · 2 yrs 11 mos
Citigroup Global Markets INC.Broker
April 2017 - March 2020 · 2 yrs 11 mos
PNC Investments
September 2014 - May 2017 · 2 yrs 8 mos
PNC InvestmentsBroker
April 2014 - May 2017 · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - April 2014 · 1 yr 6 mos
Chase Investment Services CORP.Broker
February 2012 - October 2012 · 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Dirou - Financial Advisor | TrueAdvisor