David Schmidt is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1775 I Street, North West, Suite 200, Washington, DC, 20006
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2024 - Present · 2 yrs 2 mos
Morgan Stanley
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
December 2016 - February 2024 · 7 yrs 2 mos
UBS Financial Services INC.Broker
December 2016 - February 2024 · 7 yrs 2 mos
Wells Fargo AdvisorsBroker
January 2014 - December 2016 · 2 yrs 11 mos
Wells Fargo Advisors
January 2014 - December 2016 · 2 yrs 11 mos
Ing Financial Partners, INC
March 2012 - November 2013 · 1 yr 8 mos
Ing Financial Partners, INC.Broker
March 2012 - November 2013 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.