Brian Marois
Brian Marois is a registered investment advisor at LPL Financial LLC, based in South Windsor, CT, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
85 Felt Rd Unit 503, South Windsor, CT, 06074
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an independent insurance agent in Manchester, Connecticut, selling insurance products. This activity takes about a quarter of his time and occurs during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Tumolo Wealth Management LLC
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Key Investment Services LLCBroker
Key Investment Services LLC
Infinex Investments, INC.
Infinex Investments, INC.Broker
LPL Financial LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.