David Polkinghorn
David Polkinghorn is a registered investment advisor at Amuni Financial, INC., based in St. Petersburg, FL, with 13 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 283 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Maximum annual fee is generally up to 3.00% depending on the selected program. Fees are negotiable based on account size and services provided.
Fee Estimator
Location
720 Second Ave S., St. Petersburg, FL, 33701
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a licensed insurance agent in Florida since 2018, selling non-securities insurance products. This requires minimal time and all products are sold within the scope of his employment with his firm.
Employment History
Current Registrations
Amuni Financial, INC.
Amuni Financial, INC.Broker
Previous Registrations
Waddell & Reed
Waddell & Reed, INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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