David Farbman
David Farbman is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Mt Pleasant, SC, with 48 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Mt Pleasant, SC
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Regulatory History (1)
Customer Dispute
July 1988Other Business Activities
David owns a motel in Killington, VT, a timeshare in Cabo San Lucas, and is affiliated with CIRA as an IAR, dedicating full-time hours to this role. He also serves as a board member for Retreat HOA, spending minimal time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cantella & CO., INC.
Cantella & CO., INC.Broker
Moors & Cabot, INC
Moors & Cabot, INC.Broker
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
Bear, Stearns & CO. INC.Broker
L. F. Rothschild & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.