William Wolfe
William Wolfe is a registered investment advisor at Stonex Advisors INC., based in Birmingham, AL, with 44 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
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Regulatory History (1)
Regulatory
August 2012Other Business Activities
William is the Committee Chairman for the Tulsa Central High-Endowment Fund, providing scholarships and fundraising for the school, dedicating minimal time. He is also the President of Bosworth Morgan Wolfe Inv. Co., spending minimal time paying monthly bills and handling taxes.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Asset Management, INC.
Sws Financial Services
Sws Financial ServicesBroker
Southwest Securities, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.