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Vicky Do

14 Years of Experience
Beverly Hills, CA
1 DisclosureBroker

Vicky Do is a registered investment advisor at Wells Fargo Advisors, based in Beverly Hills, CA, with 14 years of industry experience. Vicky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

433 N Camden Dr 9th & 12th Fls, [La-Rbo], Beverly Hills, CA, 90210

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History

Regulatory History (1)
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Customer Dispute
June 2013
Denied
Employment History
Current Registrations
Wells Fargo Advisors
May 2012 - Present · 14 yrs 5 mos
Wells Fargo Clearing Services, LLC
April 2012 - Present · 14 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2012 - Present · 14 yrs 6 mos
State Registrations16 states
AZCACOCTFLHIMAMONCNMNVNYORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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