William Patriarca is a CFP-designated registered investment advisor, based in Annapolis, MD, with 9 years of industry experience.
Location
1000 Bestgate Road, Annapolis, MD, 21401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2024 - Present · 2 yrs 3 mos
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
June 2021 - May 2022 · 11 mos
LPL Financial LLC
June 2021 - May 2022 · 11 mos
M&t Securities, INC.
April 2021 - June 2021 · 2 mos
M&t Securities, INC.Broker
April 2021 - June 2021 · 2 mos
Wells Fargo Clearing Services, LLC
October 2018 - April 2021 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
October 2018 - April 2021 · 2 yrs 6 mos
VALIC Financial Advisors, INC.
August 2015 - January 2017 · 1 yr 5 mos
VALIC Financial Advisors, INC.Broker
August 2015 - January 2017 · 1 yr 5 mos
Wells Fargo Advisors, LLC
February 2013 - August 2015 · 2 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2013 - August 2015 · 2 yrs 7 mos
Ing Financial Partners, INC
July 2012 - November 2012 · 4 mos
Ing Financial Partners, INC.Broker
June 2012 - November 2012 · 5 mos
State Registrations1 state
MD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.