BS
BS
Broderic Schoen
13 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Broderic Schoen is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 13 years of industry experience. Broderic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
333 S. Hope St. 55th Fl., Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2018Closed-No Action
Employment History
Current Registrations
Capital Client Group, INC.
June 2017 - Present · 8 yrs 11 mos
Capital Client Group, INC.
June 2017 - Present · 8 yrs 11 mos
Capital Client Group, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Charter Advisory Corporation
September 2016 - May 2017 · 8 mos
LPL Financial LLCBroker
August 2016 - May 2017 · 9 mos
Cambridge Investment Research Advisors, INC.
July 2016 - September 2016 · 2 mos
Cambridge Investment Research, INC.Broker
July 2016 - September 2016 · 2 mos
Waddell & Reed
July 2013 - July 2016 · 3 yrs
Waddell & ReedBroker
May 2013 - July 2016 · 3 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
November 2012 - May 2013 · 6 mos
State Registrations9 states
CADEFLILINKYSCVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.