TrueAdvisor
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BM
BM

Brandon Michael Miller

Principal Asset Management
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Principal Asset Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

711 High Street, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for them and their affiliates. This activity is investment-related.

Employment History
Current Registrations
Principal Asset Management
August 2016 - Present · 9 yrs 6 mos
Principal Funds Distributor, INC.Broker
August 2016 - Present · 9 yrs 6 mos
Previous Registrations
Principal Securities, INC.
December 2012 - March 2017 · 4 yrs 3 mos
Principal Securities, INC.Broker
December 2012 - March 2017 · 4 yrs 3 mos
Metlife Securities INC.
October 2012 - November 2012 · 1 mo
Metlife Securities INC.Broker
June 2012 - November 2012 · 5 mos
State Registrations30 states
AZCACOCTDCFLGAIAILINLAMAMDMIMNMTNCNJNMNYOHORPARISCTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.