Alicia Kennedy is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 13 years of industry experience. Alicia is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Fee-Only (% of Portfolio)
Firm Size
858 advisors
IM Fee
Planning only
Loading...
Location
New York, NY
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLCBroker
July 2021 - Present · 5 yrs 3 mos
Neuberger Berman Bd LLC
July 2021 - Present · 5 yrs 3 mos
Neuberger Berman Bd LLC
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
January 2020 - July 2021 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
January 2019 - July 2021 · 2 yrs 6 mos
Fidelity Brokerage Services LLCBroker
June 2012 - November 2017 · 5 yrs 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Joshua Bronstein, CFANeuberger Berman Bd LLC
- Brian Case, CFANeuberger Berman Bd LLC
- Marvin SchwartzNeuberger Berman Bd LLC
- David WeinerNeuberger Berman Bd LLC
- Laura Sloate, CFANeuberger Berman Bd LLC
- Carlos Aranda, CFANeuberger Berman Bd LLC