Benjamin Swan is a CFA-designated registered investment advisor at Svane Capital, LLC, based in Sugar Land, TX, with 14 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 35 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.99% |
| $500K+ | 0.49% |
Fees are generally negotiable.
Fee Estimator
Location
Sugar Land, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Benjamin is the treasurer of Swan Farms, LLC, a family farm. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Svane Capital, LLC
Previous Registrations
Torch Securities, LLCBroker
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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