SP
SP
Shawn Perona
10 Years of Experience
Phoenix, AZ
1 DisclosureBroker
Shawn Perona is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 10 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Phoenix, AZ
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Regulatory History (1)
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Criminal
March 2011Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2026 - Present · 3 mos
Cetera Advisors LLC
February 2026 - Present · 3 mos
Cetera Advisors LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
J.P. Morgan Securities LLC
July 2022 - February 2026 · 3 yrs 7 mos
J.P. Morgan Securities LLCBroker
July 2022 - February 2026 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - April 2021 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2020 - April 2021 · 8 mos
AXA Advisors, LLC
March 2019 - May 2020 · 1 yr 2 mos
AXA Advisors, LLCBroker
March 2019 - May 2020 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - March 2019 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - March 2019 · 2 yrs 5 mos
AXA Advisors, LLC
October 2014 - September 2016 · 1 yr 11 mos
AXA Advisors, LLCBroker
August 2014 - September 2016 · 2 yrs 1 mo
State Registrations5 states
AZCACOTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.