John Einspanier
John Einspanier is a CFP-designated registered investment advisor at M Holdings Securities, INC., based in Plymouth Meeting, PA, with 10 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $10.0M | 1.10% |
| $10M+ | 1.05% |
Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.
Fee Estimator
Location
5 Apollo Road, Suite 100, Plymouth Meeting, PA, 19462
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John works as a client advisor at Legacy Advisors, LLC, providing investment and financial planning advice. He dedicates full-time hours to this role and another full-time amount of time to a member firm affiliation with Legacy Advisors.
Employment History
Current Registrations
M Holdings Securities, INC.Broker
Legacy Advisors, LLC
Previous Registrations
Oakwood Capital Management LLC
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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