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Rikki Foster

Concorde Asset Management, LLC
13 Years of Experience
Roseville, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Rikki Foster is a registered investment advisor at Concorde Asset Management, LLC, based in Roseville, CA, with 13 years of industry experience. Rikki is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,705 clients with $600M in assets under management.

Concorde Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
3,705 clients
Average Client Portfolio
$162K average
Assets Under Management
$598.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Total fees typically range from 1% to 2% annually for standard management and up to 2.25% for discretionary UMA programs including platform and manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1430 Blue Oaks Blvd., Suite 130, Roseville, CA, 95747

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2026
Pending
Customer Dispute
December 2025
Pending
Customer Dispute
September 2025
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rikki is an insurance agent with Concorde Insurance Agency since 2019 and a tax preparer with Foster Tax Prep and Strategies since 2021. Rikki is also involved with a family foundation, Foster Wealth Strategies LLC, Concorde Asset Management, Rest Recovery Wellness LLC, and Regal Stone Wealth Management LLC.

Employment History
Current Registrations
Concorde Asset Management, LLC
June 2023 - Present · 3 yrs 4 mos
Concorde Investment Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Bangerter Financial Services, INC.
May 2018 - February 2025 · 6 yrs 9 mos
Berthel, Fisher & Company Financial Services, INC.Broker
April 2018 - February 2019 · 10 mos
Hornor, Townsend & Kent, INC.
March 2018 - April 2018 · 1 mo
Hornor, Townsend & Kent, INC.Broker
November 2017 - April 2018 · 5 mos
Questar Capital CorporationBroker
November 2015 - November 2017 · 2 yrs
Questar Asset Management, INC.
November 2015 - August 2016 · 9 mos
Waddell & Reed
August 2013 - November 2015 · 2 yrs 3 mos
Waddell & ReedBroker
July 2013 - November 2015 · 2 yrs 4 mos
State Registrations18 states
AKAZCACTFLGAHIILNJNVNYOHORPRTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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