Andrew Thomas is a registered investment advisor, based in Overland Park, KS, with 13 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Overland Park, KS
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLC
May 2026 - Present · 5 mos
Cetera Wealth Services, LLC
May 2026 - Present · 5 mos
Cetera Advisors LLCBroker
May 2026 - Present · 5 mos
Cetera Wealth Services, LLCBroker
May 2026 - Present · 5 mos
Cetera Planning Partners
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
May 2023 - May 2024 · 1 yr
Morgan Stanley
January 2023 - May 2024 · 1 yr 4 mos
Blooom, INC.
October 2015 - November 2022 · 7 yrs 1 mo
Creative Planning
June 2015 - September 2015 · 3 mos
Smart401k, LLC
March 2013 - July 2015 · 2 yrs 4 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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