DT
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David Thompson
13 Years of Experience
Houston, TX
1 DisclosureBroker
David Thompson is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
500 Dallas Street, Suite 3400, Houston, TX, 77002
Get directionsHistory
Regulatory History (1)
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Criminal
June 2009Final Disposition
Other Business Activities
David is the owner of Two Coils LLC, an online retail business, since 2022. He spends a few hours per week overseeing business activity, choosing products, and managing inventory and procurement.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Morgan Stanley
March 2014 - September 2019 · 5 yrs 6 mos
Morgan StanleyBroker
February 2014 - September 2019 · 5 yrs 7 mos
Capnet Securities CorporationBroker
September 2012 - December 2013 · 1 yr 3 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.