Neil Kay is a registered investment advisor at Old Vine Capital, based in Austin, TX, with 12 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 47 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1M+ | 0.75% |
A minimum annual advisor fee of $5,000 is required. For non-discretionary advisory services related to alternative investment programs, fees are charged at a flat annual fee of 0.75% charged quarterly in advance. Discounts may be offered to family members and friends of associated persons.
Fee Estimator
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Neil is a managing member of Villa Terra Bella, LLC, a property management company, and Winning Ventures, LLC, an investment syndicate. He also sits on the Board of Directors of Bamboo Asia, a restaurant chain, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Old Vine Capital
Previous Registrations
John Hancock Advisers, LLC
Manulife Asset Management (US) LLC
John Hancock Funds, LLCBroker
Hartford Funds Distributors, LLCBroker
Lattice Strategies LLC
Alps Distributors, INC.Broker
Blackrock Investments, LLCBroker
Blackrock Fund Advisors
Fisher Investments
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.