Shonty Spatola
Shonty Spatola is a CFP-designated registered investment advisor at Pacific Oak Financial Planning LLC, based in Woodland Hills, CA, with 11 years of industry experience. Shonty operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 10 clients with $7.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees are negotiable based on client type, complexity, account composition, potential for deposits, relationship with the advisor, and total assets managed. Certain Clients may be charged a legacy fee, which may differ from the fee schedule above. Outside Manager fees range from 0% to 1%, with clients using Outside Managers on the First Ascent Asset Management platform having a maximum client annual household flat dollar fee of $1,400. The Outside Manager’s fee is incorporated into POFP’s fee.
Fee Estimator
Location
6303 Owensmouth Ave, 10th Floor, Woodland Hills, CA, 91367
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shonty is the owner and managing director of Spatola & Company CPA, Inc., an accounting firm, dedicating nearly full-time hours to this role. Shonty is also an independent real estate agent, spending about 10% of their time on this activity.
Employment History
Current Registrations
Pacific Oak Financial Planning LLC
Previous Registrations
H.D. Vest Advisory Services, INC
State Registrations2 states
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