Zachary Brody is a CFP, ChFC-designated registered investment advisor at Lumiere Financial, based in New York, NY, with 13 years of industry experience. Zachary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 137 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.75% |
Fees for individual clients invested in 403(b) plans are charged an annual asset-based fee of 1.45% to 1.65% and are billed quarterly in arrears, pursuant to the terms of the agreement.
Fee Estimator
Location
675 Third Avenue, Suite 920, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Zachary is involved in several business activities, including InsureTech Brokerage LLC, Lumiere FinancialGroup LLC, Purshe Kaplan SterlinInvestments, and WealthBridge Financial Group LLC. He also works as an independent licensed insurance agent and is a member/contributor to Forbes Councils.
Employment History
Current Registrations
Lumiere Financial
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Ameritas Advisory Services, LLC
Ameritas Advisory Services
Ameritas Investment Company, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.