James Williams is a registered investment advisor at Hoopoe Advisors, based in Dorchester, MA, with 13 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 565 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
For accounts not part of the wrap fee program, Hoopoe Advisors' asset management fees are negotiated up to a maximum of 1.5% of the value of your portfolio. Fees are charged quarterly in advance. You'll also pay transaction fees and other account expenses. For directly-managed held-away accounts, such as 401(k)s, fees will be assigned to the client's taxable accounts or billed directly to the client if no taxable account exists.
Location
576 Warren Street, Dorchester, MA, 02121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an accountant who occasionally offers clients advice or products related to this activity. Hoopoe Advisors always acts in the client's best interest.
Employment History
Current Registrations
Hoopoe Advisors
Previous Registrations
LPL Financial LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.