SB
CFP
SB
CFP
Steven Bender is a CFP-designated registered investment advisor, based in Valhalla, NY, with 11 years of industry experience.
Location
500 Summit Lake Dr., Ste. 120, Valhalla, NY, 10595
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1978Final Disposition
Other Business ActivitiesSells Insurance
Steven is a sole proprietor of Bender & Associates, a tax/accounting/CPA firm, dedicating nearly full-time hours to it. He is also an Investment Advisor Representative with Kestra Advisory Services and a registered representative with Westchester Benefit Group, spending about 10-20% of his time on each.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
February 2021 - Present · 5 yrs 5 mos
Kestra Advisory Services, LLC
January 2021 - Present · 5 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
October 2016 - December 2018 · 2 yrs 2 mos
Ameriprise Financial Services, INC.
October 2016 - December 2018 · 2 yrs 2 mos
Kestra Advisory Services, LLC
April 2016 - October 2016 · 6 mos
NFP Advisor Services, LLC
November 2013 - September 2016 · 2 yrs 10 mos
Kestra Investment Services, LLCBroker
November 2013 - October 2016 · 2 yrs 11 mos
Lincoln Financial Advisors Corporation
March 2013 - November 2013 · 8 mos
Lincoln Financial Advisors CorporationBroker
January 2013 - November 2013 · 10 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.