John Blumberg is a ChFC-designated registered investment advisor, based in Armonk, NY, with 38 years of industry experience.
Location
80 Business Park Dr Suite 207, Armonk, NY, 10504
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2025 - Present · 1 yr 2 mos
Cetera Wealth Services, LLCBroker
July 2025 - Present · 1 yr 2 mos
Previous Registrations
Esi Financial Advisors
June 2021 - August 2023 · 2 yrs 2 mos
Equity Services, INC.Broker
July 2012 - August 2023 · 11 yrs 1 mo
MML Investors Services, LLCBroker
May 2009 - March 2012 · 2 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
April 1985 - April 2009 · 24 yrs
Robert W. Baird & CO. IncorporatedBroker
April 1985 - January 2002 · 16 yrs 9 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.