BK
BK

Brian William Karg

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
48 advisors
Number of Clients
1,904 clients
Average Client Portfolio
$204K average
Assets Under Management
$389.1M

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$1,000
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Location

1612 Military Cutoff Road, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is the treasurer for Coastal Carolina Hockey Assoc. DBA, Wilmington Junior Seahawks, a volunteer position involving accounting and bookkeeping duties. This requires a few hours per week.

Employment History
Current Registrations
United Brokerage Services INC
April 2022 - Present · 3 yrs 10 mos
United Brokerage Services, INCBroker
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
First Citizens Investor Services, INC.
March 2016 - April 2022 · 6 yrs 1 mo
First Citizens Investor Services, INC.Broker
January 2016 - April 2022 · 6 yrs 3 mos
First Citizens Investor Services, INC.Broker
November 2012 - October 2013 · 11 mos
State Registrations5 states
NCSCTXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.