Nathan Bortel
Nathan Bortel is a registered investment advisor at Commonwealth Financial Network, based in Canandaigua, NY, with 10 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
45 Ontario Street, Canandaigua, NY, 14424
Get directionsHistory
Regulatory History (1)
Criminal
February 2017Other Business ActivitiesSells Insurance
Nathan sells fixed insurance products and owns Sarkis Financial Corporation, a private entity for securities, advisory, and insurance business. He spends minimal time on fixed insurance sales and about 10% of his time on Sarkis Financial Corporation.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Cetera Investment Services LLCBroker
Obs Brokerage Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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