AS
CFP
AS
CFP

Allison Elinor Scoggin

12 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningInvestment ManagementFinancial Planning & CoachingTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
310 advisors
Number of Clients
26,325 clients
Average Client Portfolio
$953K average
Assets Under Management
$25.1B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$2,500
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Location

340 Palladio Pkwy., Suite 501, Folsom, CA, 95630

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Allison receives trails from insurance policies written under Tridea. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Aw SecuritiesBroker
January 2024 - Present · 2 yrs 1 mo
Allworth Financial, L.P.
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Arbor Point Advisors
March 2021 - January 2024 · 2 yrs 10 mos
Securities America, INC.Broker
November 2020 - January 2024 · 3 yrs 2 mos
Securities America Advisors, INC.
November 2020 - January 2024 · 3 yrs 2 mos
Kms Financial Services, INC
June 2015 - November 2020 · 5 yrs 5 mos
Kms Financial Services, INC.Broker
January 2015 - November 2020 · 5 yrs 10 mos
Franklin/templeton Distributors, INC.Broker
November 2012 - December 2014 · 2 yrs 1 mo
State Registrations21 states
AZCACOCTFLGAHIIDMNMOMTNCNVOHOKORSCUTVAWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.