Thomas Brennan
Thomas Brennan is a registered investment advisor at Cetera Investment Advisers LLC, based in Blue Bell, PA, with 12 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
653 Skippack Pike Ste 15A, Blue Bell, PA, 19422
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Regulatory History (1)
Customer Dispute
June 2023Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent selling fixed insurance products, dedicating full-time hours to this activity. He is also a financial representative with Wissahickon Creek Advisers and an associate agent at Ondik Sharkey selling property casualty insurance and employee benefits, spending a few hours per week on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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