Nathan Smith is a registered investment advisor, based in Merrillville, IN, with 13 years of industry experience.
Location
6101 Harrison St, Merrillville, IN, 46410
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Regulatory History (1)
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Customer Dispute
June 2023Denied
Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Fifth Third Securities, INC.
August 2016 - May 2023 · 6 yrs 9 mos
Fifth Third Securities, INC.Broker
June 2016 - May 2023 · 6 yrs 11 mos
Cetera Investment Services LLCBroker
May 2015 - May 2016 · 1 yr
Fifth Third Securities, INC.Broker
November 2012 - May 2015 · 2 yrs 6 mos
State Registrations3 states
FLILIN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.