LD
CFP
LD
CFP

Laraine Dickerson

12 Years of Experience
Denver, CO
Broker

Laraine Dickerson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1512 Larimer Street, Unit R28, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laraine operates Canvas Advisors as a DBA for her LPL business. She also runs "Your Personal Transformation (YPT) Book Club" and is the author, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
CUNA Brokerage Services, INC.
July 2018 - May 2022 · 3 yrs 10 mos
CUNA Brokerage Services, INC.Broker
July 2018 - May 2022 · 3 yrs 10 mos
Cuso Financial Services, L.P.
June 2013 - June 2018 · 5 yrs
Cuso Financial Services, L.P.Broker
March 2013 - June 2018 · 5 yrs 3 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.