Lori Givens
Lori Givens is a CFP-designated registered investment advisor at Align Financial Advisors, LLC, based in Mckinney, TX, with 12 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 93 clients with $74M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | Included |
| $50K - $500K | 1.00% |
| $500K+ | 0.50% |
No fees will be charged for short-term assets (money market funds, CDs) held in accounts. For accounts with $0 - $50,000 in no more than 2 accounts, the fee is $500. Each additional account is $50 per calendar quarter. Fees under this schedule can amount to over 3% of the portfolio value.
Fee Estimator
Location
6401 Eldorado Pkwy, Suite 420, Mckinney, TX, 75070
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2022Other Business ActivitiesSells Insurance
Lori is an insurance agent selling non-variable insurance since 2014. She is also a board member of Koelling & Associates, Inc, an industrial supplies company, since 2018.
Employment History
Current Registrations
Align Financial Advisors, LLC
Previous Registrations
Wheat Givens Financial, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Wheat Givens Financial, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.