Jeffrey Polanco
Jeffrey Polanco is a registered investment advisor at Fortis Capital Advisors, LLC, based in Wappingers Falls, NY, with 12 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,171 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable and can be structured as flat fees, fixed percentages, or tiered percentages up to a maximum of 2.50% annually.
Fee Estimator
Location
Wappingers Falls, NY
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2021Judgment / Lien
October 2006Other Business ActivitiesSells Insurance
Jeffrey sells fixed insurance products with various carriers, dedicating about 40% of his time during trading hours to this activity. This activity is investment-related and shares the same address as the branch.
Employment History
Current Registrations
Fortis Capital Advisors, LLC
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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