Walter Goss
Walter Goss is a registered investment advisor at Osaic Institutions, INC., based in Hanover, NH, with 12 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
2 Maple Street, Hanover, NH, 03755
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2017Other Business Activities
Walter owns rental real estate since 2007, dedicating minimal time to it. He also provides support to new loan officers and recruits mortgage loan officers for Insight Mortgage LLC, spending about a third of his time on this activity.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Santander Securities LLCBroker
Santander Securities
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
Citizens Securities, INC.
Citizens Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.