Walter Goss
Walter Goss is a registered investment advisor at Osaic Institutions, INC., based in Hanover, NH, with 13 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Location
2 Maple Street, Hanover, NH, 03755
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2017Other Business Activities
Walter owns rental real estate since 2007, dedicating minimal time to it. He also provides support to new loan officers and recruits mortgage loan officers for Insight Mortgage LLC, spending about a third of his time on this activity.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Santander Securities LLCBroker
Santander Securities
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
Citizens Securities, INC.
Citizens Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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